Compliance, Marketing and Reporting

These training videos will provide you an overview of the compliance functions within AdviceOS including:

  • Managing FOFA and Review Dates,
  • Assigning Client Revenue (Adviser Commissions),
  • Generating Fee Disclosure Statements (FDS), and
  • FDS Service Periods

Managing FOFA and Review Dates

These videos focus on managing basic compliance, reporting and marketing in AdviceOS.

Assigning Client Revenue

This video demonstrates how to assign adviser revenue to a client using the Settings area in AdviceOS.

Generating Fee Disclosure Statements

This video demonstrates how to generate a Fee Disclosure Statement.

This video demonstrates how to generate and issue Fee Disclosure Statements in bulk. Please refer to Advanced Admin for further information on group management for the purpose of bulk actions.

FDS Service Periods:

The service period features aim to implement a more efficient way to allow users to review FDS obligations past and present by creating a usable FDS history. For more information, you can access the training manual by clicking here:

FDS Service Periods