Key Risk Indicator Solution (KRIS)
Gain visibility of potential compliance breaches and operational risks in real time with our new Key Risk Indicator Solution (KRIS).
With KRIS, you are alerted to any issues in real time so they can be addressed directly from your customised dashboard.
Administrators can create alerts based on indicators of possible issues and their tolerance levels, and monitor these on a daily or real-time basis. When a breach is identified the adviser is alerted so they can address the issue.
Webinar: Instantly Understand your Compliance Obligations
Are you on top of your compliance and monitoring obligations?
In this webinar, we explore how to take control of compliance at your practice or dealer group using Midwinter’s financial planning software AdviceOS.